Vista Compliance - Employee

Pending Requests

Awaiting Reply Requests

Declined Requests

Approved Requests

Recent Approval Requests

Request #	Date	Status
3326	10/21/2018	Awaiting Reply
3325	10/21/2018	Pending
3324	10/21/2018	Pending
3323	10/11/2018	Declined
3322	10/11/2018	Declined
3321	10/2/2018	Pending
3320	10/2/2018	Pending
3319	10/2/2018	Pending
3319	9/20/2018	Approved

My Profile

Personal Info: 34/55 Brokerages: 3 Outstanding 407: 2 50% Complete

Positions being monitored

Need to Submit Rule 407 Form

Positions being monitored

Need to Submit Rule 407 Form

Positions being monitored